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Recent ADISA News

  • 2/14/2023

    ADISA Efforts Relating to SEC’s 2023 Exam Report and Exam Priorities

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  • 1/31/2023

    ADISA Efforts Relating to 2023 FINRA Exam Report

    In particular, ADISA members involved in the retail distribution and sale of products by broker-dealers such as non-listed REITs, BDCs and others that have drawn interest from FINRA and other regulators for their potential cost, illiquidity and complexity.

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  • 1/24/2023

    ADISA Announces 2023 President-Elect and Officers

    At its first Board meeting of the year, the new ADISA (the Alternative & Direct Investment Securities Association) Board, elected by the membership in late 2022, selected its 2023 officers.

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