• Broker-Dealer
  

  - Practice Management for Registered Representatives
  - Broker-Dealer/Registered Representative Roundtable
  - The Evolution of Broker-Dealers

• RIA/Family Office
  

  - "Stepping into RIA Shoes"
  - Operations, Regulations & Technology
  - RIA/Family Office Roundtable

• Due Diligence
  

  - Third-Party Due Diligence Opinions -- Fair, Balanced, Fees, Accountability
  - DDQ Process -- A Master Plan for the Masses
  - 1031 Underwriting an Offering & Sponsor

• Legislative & Regulatory
  

  - Regulatory Micro-Evolution
  - Mergers & Acquisitions Activity

• Emerging Products
  -Opportunity Zones

• Marketing & Technology
  

  - Best Practices in Marketing & Technology
  - FinTech & Cybersecurity

• Private Offerings
  

  - Fundamentals & Best Practices of Alts
  - 1031s: Beyond Site Visits -- Financial Forecasts & Leverage
  - Ongoing Underwriting: Broker-Dealer/RIA Needs & Sponsor Requirements

• Public Offerings
  

  - REITs: Who's Hot & Who's Not
  - Preferred Series Offerings
  - BDCs/Interval Funds -- Credit Strategies

• Specialty
  

  - Reg A, Crowdfunding & Conservation Easements
  - Private Equity -- Offerings & Opportunities
  - Blockchain, FinTech & RegTech
  - Oil & Gas

• General Sessions
  

  - Industry/Sector Update
  - Legislative & Regulatory Update
  - CEO Panel
  - Guest Speaker

• Associate Firms

  1031 CrowdFunding, LLC
  1031 Financial
  Accretive Wealth Management
  ACG Wealth
  Advanced Strategies Inc.
  Advisory Group Equity Services, Ltd.
  AEON
  Affinity Real Capital
  Alameda Financial Group
  Alan B Lancz & Associates
  Alta Investment Group
  Alta Ridge LLC
  Alternative Investment, Inc
  Altruist Advisors
  Altruist Capital
  Ameritas Investment Corp.
  Anchor Financial Group
  Angel Rock Advisors
  Archer Investment Advisors
  Archer Investors
  Arete Wealth Management
  Arkadios Capital
  Arrivato, LLC
  ASG CAPCO CORP
  Asset Strategy Advisors, LLC
  Atlas Wealth Management Group, LLC
  Atomi Financial Group
  Ausdal Financial Partners, Inc.
  BANDER Investments
  BCJ Capital Management
  Belpointe Asset Management LLC.
  Benchmark Investments, Inc.
  Berthel Fisher & Company Financial Services Inc
  BIMA Capital, LLC
  BJC Financial Group
  Brookstone Capital Management
  BSG&L Financial Services, LLC
  Cabin Securities
  Cabot Lodge Securities, LLC
  Calton & Associates Inc
  Cambria Capital
  Cambridge Investment Research Inc
  Capulent LLC
  Carmandalian Financial Group, LLC
  Cascade Financial Management Inc
  Catalina Capital Group
  Catalyst Wealth Management
  Centaurus Financial Inc
  Centaurus Financial, Inc.
  Center Street Securities, Inc.
  Certis Capital Management
  Cetera Financial Group
  Chalice Capital Partners, LLC
  Chen Planning Consultants, Inc.
  Claraphi Advisory Network, LLC
  Clear Direction Investments LLC
  Clear Stream Advisors
  Coastal Equities, Inc.
  Colorado Financial Service Corporation
  Competitive Edge Wealth Management
  Concorde Asset Management, LLC
  Concorde Investment Services LLC
  Continental Nine Financial Management
  Corcapa 1031 Advisors
  Cornerstone Real Estate Investment Services
  Courtlandt Financial Group, Inc.
  Coyne Capital Managment
  Creative Wealth Advisors, LLC.
  Crescent Securities Group Inc
  Crosspoint Financial, LLC
  Custom Wealth
  Da Vinci Global Consulting, LLC
  David White & Associates
  DEL MAR Wealth Management
  Dempsey Lord Smith, LLC
  Derby and Derby
  DeWitt Wealth Management
  DFPG Investments, Inc.
  Discipline Advisors, Inc.
  Dorado Peak Capital
  Dunn Financial, Inc
  DWYER FINANCIAL, LLC
  Eagle Wealth Management Group LLC
  EAGLE Wealth Management Group, LLC
  Elmcore Securities LLC
  Emerson Equity LLC
  Equifinancial LLC
  Espinoza Private Wealth Manangement
  Falkirk Capital
  Family Office Investments
  Filippini Investment Advisory
  Financial Architects, Inc.
  Financial Designs, Ltd.
  First Financial Equity Corp.
  First Guardian Group LLC
  FISN/Landolt Securities
  FIT Strategic Advisors LLC
  FOLIO INVESTMENTS, INC.
  Fortitude Investment Group
  Fortitude Investments
  FourStar Wealth Advisors, LLC
  Frontier Wealth Strategies, LP
  G2J2 Investment Management
  GCB Private Wealth
  Get 1031 Properties
  Global Value Add Inc.
  Global View Capital Management, LTD
  Global Wealth Partners Inc
  Golden State
  Gotham Investors
  Gradient Securities LLC
  Grand Canyon Financial Advisors
  GRAnderson Wealth Management Group, Inc.
  Great Point Capital
  Harrigan | Teegarden Private Wealth Advisors
  Hartfield Financial & Insurance Services, Inc.
  Heritage Capital Advisors Inc
  Hickory Capital, LLC
  Highpoint Planning Advisors
  Hoover & Associates
  IAMC
  IBN Financial Services, Inc.
  IDB Capital Corp
  IHT Wealth Management
  Income & Wealth Strategies Inc
  Independent Financial Group
  Independent Financial Services Professional
  Innovative Advisory Group, LLC
  INPAC Wealth Solutions
  International Assets Advisory, LLC
  Investment Advisor Associates Inc
  Investment Security Corporation
  IREXA Financial Services / Wealth Strategies
  Jeramie Saoud
  John-Luke Financial
  JRL Capital Advisors
  JRL Capital Corporation
  Kalos Financial, Inc
  Karas Partners Inc.
  Kay Properties and Investments LLC
  Kinsley Family Office
  Kingsley Group
  KMS Financial Services, Inc.
  Knapp Financial Advisors
  Kovar Capital
  Kuhn Wealth Management Inc
  Kuhn Wealth Management Inc.
  Ladenburg Thalmann & Co. INC.
  Lamont Financial Services
  Landolt Securities, Inc.
  Lazari Capital Management Inc.
  LCM Investment Management, LLC
  Legacy Investment Real Estate
  Legacy Wealth Management
  Legacy1031
  Life Strategies Advisors
  LifeMark Securities Corp
  LightPath Capital, Inc.
  Lincoln Financial Advisors Corporation
  LJCooper Wealth Advisor
  Lionchase Holdings
  Lovell Wealth Management
  M Holdings Securities Inc
  M Stevens Wealth Advisors
  M.A. Hill Brokers
  Madrona Financial
  Martin Tax & Financial Services
  MB Investments
  MBD Solutions
  MEHTA SERVICES COMPANY
  Mercer Financial Group Ltd.
  Miller Buckfire & Co., LLC
  Mirae Asset Wealth Management
  Moloney Securities - Retail
  Moloney Securities Co., Inc.
  Money Concepts Capital Corp.
  Moregain Capital Group
  My Investment Advisor, Inc.
  Navigo Wealth - Mark Cawyer
  Nelson Securities, Inc.
  Newbridge Securities Corporation
  NexTrend Securities, Inc
  Ni Advisors, Inc.
  NORTH EAST ASSET MANAGEMENT GROUP, INC.
  Northsight Wealth Management
  NPB Financial Group LLC
  Oak Tree Securities, Inc.
  Orchard Securities -- CTT
  Park Ave Capital Management Intl.
  PARK CITY CAPITAL INC
  Passed Pawn Advisors
  Peak Financial Services
  Pearson Capital Management
  Phoenix Financial
  Pinnacle Capital Group
  Pinnacle Equity Management, LLC
  Pinnacle Financial Wealth Management
  Platinum Wealth Group
  Portsea Investments, Inc.
  Primex
  Purshe Kaplan Sterling Investments
  Quiver Financial
  RCM Investments
  RCX Capital Group, LLC
  RD Heritage Group
  Redmount Capital Partners, LLC
  Regal Securities, Inc.
  RELiANCE Investing
  Reshape Wealth
  Retirement Solutions Inc
  Retirement Solutions, Inc
  RIA
  Richfield Orion International 
  Ridgeline Asset Management, LLC
  RNR Securities LLC
  Robin Edgar Investments
  Rozell Wealth Management
  Saxony Securities Inc
  SCF Securities Inc
  Schultz Financial Group, Inc.
  Sequence Financial Specialists
  SF Benefits
  Sigma Financial
  Sigma Financial Corporation
  Signature Resources Capital Management, LLC
  Silicon Valley Wealth Management Solutions
  Simons Financial Network
  Solomon Financial Services
  Sourcenet Investment Services
  South Coast Wealth Management
  Southern CA Wealth Management Associates LLC
  Southwestern Advisory Group
  Stax Capital
  Sterling Investment Advisor, Inc.
  Steven Yeh & Associates
  Stone River Capital LLC
  Strategic Advantage Financial
  Strategic Wealth Planning
  Sunbelt Securities, Inc.
  SW Financial
  Synergy Wealth Management
  TADA Wealth Advisors, Inc.
  Tate Asset Management
  Tavel Insurance & Financial Services
  Taylor Advisorory
  The Invicta Group
  The Strategic Financial Alliance
  Thomas J. Wolf, CFP
  Titan Securities
  TKC Wealth Management, LLC
  Trustmont Financial Group, Inc.
  US Capital Investment Management LLC
  Valeo Groupe
  VENTURE.co
  Vestech Securities
  VFG Securities Inc
  Vineet Goyal Financial Group
  WE Alliance Wealth Advisors, Inc.
  WealthGurus®
  West park capital
  West Peak Investments
  Western International Securities, Inc.
  WestPark Capital
  Whitehall-Parker Securities, Inc.
  Widener & Asher Asset Management
  Wilson Wealth Management
  Wychick Investment Advisors Inc
  Xnergy Financial
  
  

• Affiliate Firms

  1031 Ventures, LLC
  *Abacus Life
  Abu Dhabi Investment Authority
  Acorn Technology Services
  AI Insight
  Alternative Investment Exchange (AIX)
  *AmCap Inc
  *Aprio
  Baker & McKenzie LLP
  Baker Donelson
  Baker Tilly Capital LLC
  BlackBird Financial LP
  Buttonwood Due Diligence, LLC
  Clarity Finance
  Clear Sky Capital
  *CNB Custody, A Division of Community National Bank
  *Computershare
  *Discovery Data
  *DLA Piper
  *Engage-BD
  *Envision Financial Systems, Inc
  *Equity Advisor Solutions
  *Equity Institutional
  *Evolv Capital Partners
  Factright, LLC
  Financial Services Institute Inc.
  FINRA - Financial Industry Regulatory Authority, Inc.
  Fredrikson & Byron
  *Go Store It
  *Great Lakes Fund Solutions, Inc.
  *Harbor Platform
  HillStaffer
  IGF Green RE
  IPA - Institute for Portfolio Alternatives
  *IPIPELINE
  Jackson Walker LLP
  JCC Advisors, LLC
  John Ellsworth Companies
  *Kaplan Voekler Cunningham & Frank PLC
  *KINGDOM Trust
  Kirk Montgomery Law, LLC
  Kutak Rock LLP
  *LeadingResponse
  *MBD Solutions
  MGL Consulting
  *Mick Law PC, LLO
  Miterko & Associates
  Montgomery Securities
  Naylor
  *North Capital Private Securities
  *NuView Trust
  Opal Group
  *Openfinance
  *Orchard Securities - MBD
  Patrick Capital Markets, LLC
  Peak Capital solutions
  *Phoenix American Financial Services, Inc.
  Practus LLP
  Real Assets Adviser - Institutional Real Estate Inc.
  Robert A. Stanger & Co., Inc.
  *Roofstock
  S2K
  SC Distributors, LLC
  Seward & Kissel LLP
  Seyfarth Shaw LLP
  Skyway Capital Markets
  Snyder Kearney, LLC
  Sorensen Entity Services
  Spotlight Marketing Communications
  *SS&C Technologies
  *STRATA Trust Company
  *The Bowman Law Firm LLC
  The DI Wire
  *The Gladstone Companies
  The MacDonald Family of Companies
  Timbrel Capital
  *UMB Bank, Institutional Banking
  VENTURE.co Holdings, Inc
  WealthForge
  West Virginia State Auditor’s Office
  

• Sponsor Firms

  37th Parallel Properties
  AEI Capital Corporation
  *American Capital Group
  APX Energy, LLC
  *Archon Private Equity Partners
  Avenue Asset Management
  Baker Tilly Capital
  *Bluerock Real Estate
  *Bourne Financial Group, LLC.
  Calamar Financial Group
  *CAI Investments
  Cannapreneur Partners, LLC.
  *Cantor Fitzgerald
  *Capital Square 1031
  *Capital Square Realty Advisors
  *Carter Multifamily
  CIM Group
  *CM Pacific Capital
  CNL Securities Corp.
  Coinme
  *Core Pacific Advisors, LLC
  *Cottonwood Residential
  *Croatan Investments
  Cunat, Inc
  Dakota REIT
  *deeproot®
  EcoVest Capital
  EJF Capital LLC
  *EvrSource Capital
  *ExchangeRight Real Estate
  *Flatirons Asset Management, LLC
  FORESIDE
  Four Springs Capital Trust
  FS Investments
  GK Development Inc.
  *Go Store It
  *Green Rock, LLC
  Greybrook Realty Partners
  *Griffin Capital Company
  Guggenheim Partners
  *GWG Holdings, Inc.
  *Hamilton Point Investments LLC
  *Hamister Group
  *Hartman
  *Hines Securities
  *Inland Real Estate Investment Corporation
  InvestX Capital
  John Henry Oil
  KB Exchange Trust
  *King Operating Corporation
  *KWB Hotel Partners, LLC
  *Legendary Capital
  *Livingston Street Capital
  *Lodging Fund REIT III
  MacKenzie Capital Management
  *MCI Megatel Capital Investment
  MDS Energy/National Brokerage Atlantic, Inc.
  *Mewbourne Oil Company
  *Montego Minerals
  *Moody National Companies
  *NB Private Capital
  *Nelson Partners
  *NexPoint
  Pacific Oak Capital Markets Group
  *Parsonex Capital Partners, LLC
  *Passco Companies LLC
  *Peachtree Hotel Group
  Penn Square Real Estate Group
  Phoenix American Hospitality
  *Preferred Apartment Communities Inc
  PREP Property Group
  Prospect Capital Management
  *RED OAK CAPITAL GROUP
  Resolute Capital Partners
  *Resource
  *Resource Royalty, LLC
  *RK Properties
  *Rockspring
  *Roofstock
  *S.T.L. Resources, LLC
  *Sealy & Company
  *Shopoff Realty Investments
  *Sixty West, LLC
  *SmartStop Asset Management, LLC
  Sound West Realty Capital
  *Sovereign Partners
  *Spring Hills Holdings, LLC
  *Starboard Realty Advisors LLC
  *Time Equities Inc
  Tri-Land Properties, Inc.
  Trilogy Real Estate Group
  Triloma
  *Triton Pacific Securities
  Ultimus Fund Solutions
  *US Energy Development Corporation
  *Vivakor
  *Waypoint Residential
  *Webb Creek Management Group, LLC
  *Wildermuth Securities, LLC
  *Wildlife Partners
  

Set-up Hours:

• Sunday, October 13
  1:00-6:00 pm
• Monday, October 14
  8:00 am-4:00 pm

Show hours:

• Monday, October 14
  6:00-8:00 pm
• Tuesday, October 15
  8:00 am-7:30 pm
• Wednesday, October 16
  7:30-9:00 am

Tear-down hours:

• Wednesday, October 16
  9:00 am-1:00 pm
  
  *All exhibitor materials must be removed by 1:00 pm.

Bronze exhibitors receive:

• Recognition by category on the ADISA website, select pre-event eblasts, onsite signage and general PowerPoint
• Listing in event mobile app

Jennifer Fitzgerald

Director of Marketing

Tanisha Bibbs, CMP

Director of Event Planning

Erin Balcerzak

Membership Services Coordinator

Jennifer Fitzgerald

Director of Marketing

GES – Global Experience Specialists, Inc.

Director of Marketing