Featuring Speaker Alessandra Wall, Ph.D.
Executive Coach, Speaker, Founder
Noteworthy

Worldwide, powerful, driven women are rising to the top of their industries, determined to make a meaningful impact. Unfortunately, despite the right titles, they often operate in systems that limit their authority. They work twice as hard as their peers, driving results but burning out in the process. Worse, after sacrificing so much, many find the rewards unfulfilling, leading them to question whether it was worth it.

Dr. Alessandra Wall is on a mission to change this. She empowers these powerful women to lead with authority, have the impact they always wanted,  and build fulfilling lives—both in and out of their offices. Because when these women thrive, their companies and communities do too.

Dr. Wall leads this work through Noteworthy, an exclusive executive coaching and consulting firm to advance executive women in STEM and finance and support companies that seek to retain, elevate, and attract them. Her work has transformed the lives of hundreds of executive women in the US and Europe and changed workplaces for the better at scores of companies ranging in size from start-up to Fortune 100.

Location: Hollywood Ballroom I, II

This session brings a noted cast of industry veterans to identify aspects of alternative investments and pass on their knowledge. We will examine typical varieties of offering structures and the corresponding related potential benefits and risks associated with investments in alts. Examples of topics covered will be the investment process of sales, suitability and required disclosures. Panelists will identify how certain rules and regulations apply to the various types of offerings and why due diligence is an absolute critical part of the process to identify potential risks. Alternative investments cover a wide variety of industry sectors, including but not limited to real estate, energy, equipment and commercial debt. This session will also address some of the legal, tax and regulatory issues surrounding alt offerings with some of the best minds in the industry!

Moderator: Greg Mausz, Skyway Capital Markets
Participants: Michael Ezzell, Inland Securities Corporation; Douglas Blake, Kingswood U.S.; Brian Cho, Peachtree PC Investors

Session coordinator: Greg Mausz, Skyway Capital Markets

Location: Silver Lake

How do registered reps and advisors successfully work with wholesalers? Some of the nation's top wholesalers share their tales and experiences on strategic partnerships with producers. This session will go beyond the standard ideas of basic value-add and budget requests, helping all producers discover additional ways to collaborate and build their business.

Moderator: Adriana Olsen, Passco Companies
Participants: Sean Parvin, NexPoint; Jason Hayes, Cantor Fitzgerald; Griff Hoover, Capital Square

Session coordinator: Kyle Kadish, IBN Financial Services

Location: Wilshire Ballroom III

A riveting session to help guide sponsors in the sea of platforms and processes.

We will discuss:

• Requirements for books and records
• TA processing with technology
• Distribution strategies
• Document execution
• Accreditation
• Identity verification
• Custodian requirements

Moderator: Aaron Pollak, VENTURE.co

Participants: Tony Olivo, Vistra; Sean O'Toole, 1776 Wealth; Sara Judd, North Capital Private Securities

Session coordinator: Aaron Pollak, VENTURE.co

Location: Hancock Park

This presentation and discussion will cover the "Ethical Treatment of the Elderly and Financial Advising." We will explore the complex intersection of aging, vulnerability, and financial management, covering: Cognitive Decline and Capacity, Avoiding Exploitation, Fiduciary Duty and Best Interest, and Communication and Sensitivity (anchored in FINRA Rule 2165, etc.). What is the financial advisor's responsibility to these complex issues and the responsibilities they bring? We will discuss real life case studies and how to address an aging client book and how to pivot to your younger clientele and their needs vs. the needs of the "seasoned" client.

Facilitator: John Harrison, ADISA
Participants: Mark Kosanke, Concorde Investment Services; Catherine Bowman, The Bowman Law Firm

Location: Silver Lake

Join industry experts as they dive into the evolving landscape of Delaware Statutory Trusts. This dynamic session will explore the latest tax trends and hot buttons, regulatory developments and innovative strategies driving and shaping DST investments.

Moderator: Chip Cunningham, Williams Mullen
Participants: Peter Matejcak, Baker McKenzie; Steve Marks, Emerson Equity; David Sengstock, Mick Law; Dana Petitto, Brookfield REIT

Session coordinator: Chip Cunningham, Williams Mullen

Location: Wilshire Grand Ballroom III

Listen to a discussion with your peers who are part of successful advisory firms and learn about how they achieve integration of alternative assets into their practice, into goal-oriented client portfolios. Learn what it takes to educate and train advisors, and clients simultaneously, and see if there is a requirement to augment the team structure or skillset with your practice to support the incorporation of alternative investments within the practice.

Moderator: Rajeev Kotyan, Innovative Advisory Group
Participants: Sylvia Kwan, Ellevest; Ann Moore, International Assets Advisory

Session coordinator: Rajeev Kotyan, Innovative Advisory Group

Location: Hancock Park

In 2024, and despite the continuance of lingering headwinds in commercial real estate, the oil and natural gas sector of ADISA's sponsor group raised approximately $1.4 billion across multiple program strategies that included drilling, minerals and royalty rights acquisitions, non-operated working interests, and QOF structured programs. This sets the course for an interesting path for these sponsors in 2025-2026, as oil prices and drilling costs have begun to stabilize, where natural gas sponsors are positioning for significant growth in 2025-2029 with LNG exporting and data center growth. Come and hear from established upstream companies where oil/gas markets and opportunities have been recently, and more importantly, are likely to go in the future under a supportive POTUS and prospects for market success.

Facilitator: Michelle Galeski, Rep Driven Results
Participants: Jeffrey Slotterback, WhiteHawk Energy; Woody Soemantoro, MDS Energy Development; Shanna Keaveny, Texakoma

Session coordinators: Brad Updike, Mick Law; Joanna Venetch, Hana Solutions

Location: Hancock Park

Industry standards (and likely your broker-dealer's written supervisory procedures) require registered representatives to properly vet investment opportunities independent of their firm's own practices. Three registered reps from separate firms were nominated by their broker-dealers to share their process behind compliance, discuss what they have uncovered, and pitfalls avoided. Attendees will leave this session armed to review offerings and reduce business risk.

Moderator: Russell Putnam, FactRight; Matt Chancey, Realta

Session coordinator: Kyle Kadish, IBN Financial Services

Location: Wilshire Grand Ballroom III

Private wealth investment among retail investors is growing exponentially, as is the adoption of 506(c) private placements alongside traditional 506(b) offerings. In this increasingly diverse industry, investment sponsors and advisors are confronted with new opportunities to market these offerings to their clients, but still have countless pitfalls to avoid. Join us for a comprehensive discussion and presentation on what you can and cannot promote, as well as strategic approaches to a successful marketing campaign.

Moderator: Sydney Hockaday, Concorde Investment Services
Participants: Lori DeLuna, American Alternative Capital; Damon Elder, Spotlight Marketing Communications; Daniel Oschin, Shopoff Realty Investments

Session coordinator: Sydney Hockaday, Concorde Investment Services

Location: Silver Lake

Speakers: Gene Goldman, Cetera, and Kevin Gannon, Robert A. Stanger & Co.

Location: Wilshire Grand Ballroom III

The latest legislative & regulatory updates from D.C. and the States.

Moderators: Deborah Froling, Kutak Rock; Catherine Bowman, The Bowman Law Firm
Special Guests: Joe Sheirer, FINRA; Faith Anderson, NASAA

Location: Wilshire Grand Ballroom III

WHY DO WE NEED ALL OF THAT!

Come hear what some legal experts believe are the appropriate and necessary disclosures in a Private Placement Memorandum. Come see examples of proper and improper disclosures and the reasons behind certain formats and required information.

Presenters: Darryl Steinhause, DLA Piper; Tom Voekler, Williams Mullen

Session coordinators: Darryl Steinhause, DLA Piper; Tom Voekler, Williams Mullen

Location: Wilshire Grand Ballroom III

Join us as we explore the intricacies of navigating 40-act rules and restrictions to bring private credit offerings to market in the independent broker-dealer channel. We'll hear from attorneys and issuers who will discuss how they continue to innovate in an environment complicated by the additional rules and restrictions associated with creating a security that invests in securities.

Participants: Rajiv Radia, Whiteford Taylor Preston; Joseph Roth, Eagle Point Credit Management; Nate Romero, Arkadios Capital

Session coordinator: Nate Romero, Arkadios Capital

Location: Hancock Park

In this session, we will explore the strategic implementation of alternative investments within a Registered Investment Advisor (RIA) practice. We will cover the benefits and challenges of incorporating alternatives such as private equity, private credit, real estate, hedge funds, and infrastructure into client portfolios. Participants will gain insights into asset allocation strategies, due diligence best practices, technology and regulatory considerations. Additionally, we will discuss how to engage clients in understanding alternatives and managing their expectations. Whether you are new to alternatives or seeing to optimize their use, this session will provide valuable tools for success.

Participants: Sylvia Kwan, Ellevest; Ayako Yoshioka, Wealth Enhancement; Elliott Orsillo, Season Investment; Sean O'Toole, 1776 Wealth

Session coordinator: Rizwan Ibrahim, Accretive Wealth Management

Location: Silver Lake

ADISA explores some of the newest entrants to the space. In investigative style, we unpack some of the investment products as they vie for attention.

Presenters: Joshua Harris, Peachtree Media Fund; Sean Campbell, Valiant Digital Mining Finance Offering; Chris Gilroy, Wildlife Partners

Session coordinator: John Grady, ABR Dynamic Funds

Location: Wilshire Grand Ballroom III

Join us for a 1031 industry update and deep dive on the data provided by Mountain Dell. Mountain Dell will go over the data they have compiled from the DST/1031 space from 2024, the trends we are seeing, and what to expect in 2025. Dive in deeper than the stats with FactRight leading the discussion with Mountain Dell, and interacting with the attendees to answer everyone's questions about where we are headed with this market in 2025.

Moderator: Jake Heidkamp, FactRight
Guest: Kevin Bradburn, Mountain Dell Consulting

Session coordinator: Jade Miller, Bourne Financial Group

Location: Hancock Park

Data centers and infrastructure have dominated headlines and media coverage for the past few years. Join us for a discussion with leading industry experts as we go beyond the headlines and explore dynamics in the infrastructure and data center sectors. Key areas of focus will include challenges and opportunities in the current market, supply and demand fundamentals, development timelines, typical investment structures, liquidity considerations, valuation, and many other topics.

Moderator: Parimal Rohit, Reporter/Journalist with the Orange County Register
Participants: Michael Underhill, Capital Innovations; Gael Ragone, Carter Funds; Brandon Hunt, StratCap

Session coordinator: Jake Heidkamp, FactRight

Location: Silver Lake

Featuring speaker Bayle Smith, Managing Director, Advisory Services, Green Street

Location: Wilshire Grand Ballroom III

What are all the key relationships you need to launch a new product in the ADISA space. From the appropriate distribution partner, legal expertise, accounting backup, sales force, due diligence - the list keep going. What makes sense to start with and why are each of these needed.

Participants: Michelle Galeski, Rep Driven Results; Matt Podolsky, Vistra; Nate Romero, Arkadios Capital

Session coordinator: Sam Kinzeler, Sovereign Partners

Location: Silver Lake

As demand for alternative investments grows, registered investments advisors (RIAs) must navigate complex product structures to ensure efficiency, compliance, and client suitability. This session will explore best practices for structuring alternative investment offerings with an RIA framework, covering fun types, liquidity considerations, regulatory constraints, and operational efficiencies. Experts will discuss how to balance access, transparency, and risk management while leveraging technology and strategic partnerships to streamline implementation. Whether you are a sponsor launching a new offering or an RIA integrating alternatives into your investment portfolios, this session will provide actionable insights to enhance your alternative investment strategy.

Moderator: Kyla Ehrisman, Mick Law
Participant: Jon Rugg, Highline Wealth Partners

Session coordinator: David Pittman, Bonaventure

Location: Hancock Park

Every week, financial professionals lose hours to long reports, compliance checks, and repetitive tasks. AI is changing that—but what does it look like in action?

This session showcases real-world examples of financial professionals using AI to save 1–5 hours per week—no technical expertise required.

AI isn’t coming—it’s here. And those who embrace it will have a competitive edge.

What You’ll Learn:

This isn’t a technical training—it’s a look at how AI is already transforming financial services and how you can start benefiting today. Multiple use cases of AI in action including:

• Research complex financial reports and extract key insights in seconds.
• Create improved client communications and content in a compliant manner.
• Use AI as a thought partner for both business development and making better, faster decisions.

What You’ll Walk Away With:

• A clear understanding of what AI can do for your daily workflow.
• Immediate ways to reclaim valuable hours each week.
• Practical next steps to continue your AI journey.

AI isn’t replacing financial professionals—it’s empowering them. The question isn’t if you should use AI, but how to use it effectively.

Join us and see what’s possible today.

Understand how artificial intelligence will change how your office conducts its business FOR THE BETTER. Explore how your employees can create amazing processes to tailor products to your clients.  It is not that AI will take your job away, but there is a good chance a competitor who uses it will.  Get the bigger picture and also hear how you can start small.

Moderator: Micah Jordan, NexPoint
Speaker: David Itzkovits, Optimal AdvisorAI

Session coordinator: John Grady, ABR Dynamic Funds

Location: Wilshire Grand Ballroom III

Featuring Special Guest Amy Walter

Publisher and Editor-in-Chief of the Cook Political Report with Amy Walter and Popular On-Air Political Analyst

For more than 25 years, Amy Walter has built a reputation as an accurate, objective, and insightful political analyst with unparalleled access to campaign insiders and decision-makers.

Walter is the Publisher and Editor-in-Chief of the Cook Political Report with Amy Walter and a frequent on-air analyst. She appears weekly on “Politics Monday” on the PBS NewsHour and is a regular Sunday panelist on NBC’s “Meet the Press” and CNN’s “Inside Politics” and appears frequently on “Special Report with Bret Baier” on Fox News. 

Since 1998, Walter has provided election night coverage and analysis. She is the former political director of ABC News and the former editor-in-chief of The Hotline. Named one of the “Top 50 Journalists” by Washingtonian magazine, Walter was also dubbed one of the most powerful people in politics in George magazine. She also won The Washington Post’s Crystal Ball Award for her spot-on election predictions.

Walter graduated summa cum laude from Colby College, honored with an honorary PhD and now serves on the Board of Advisors. She is also a member of the Board of Advisors for the University of Chicago’s Institute of Politics.

Location: Wilshire Grand Ballroom III

Featuring speaker Matthew Iak, Executive Vice President, U.S. Energy Development Corporation

Location: Wilshire Grand Ballroom III

Joe Moglia is the former CEO and Chairman of TD Ameritrade, former Head Football Coach and
current Executive Advisor to the President and Chairman Emeritus of Athletics at Coastal Carolina.

In 1984 Joe entered the MBA Training Program at Merrill Lynch, there were 25 MBA's and 1 football coach. By 1988, that football coach was the Number One Producer in the World. He became a member of both the Institutional and Private Client Executive Committees, and his final responsibilities were all Investment Products, the Insurance Company, the 401(k) Business and the Middle Markets. Prior to that, he was the head of Global Fixed Income Institutional Sales and ran the firm’s Municipal division.

In the business world, he was at Merrill Lynch for 17 years before becoming the CEO at TD Ameritrade in 2001. When Joe stepped down in 2008, shareholders enjoyed a 500% return. In 2009 he became Chairman and stepped down in 2020 when TD Ameritrade was acquired by Schwab. At close, the combined company was worth $100 BILLION with client assets of $7 TRILLION. When Joe arrived, these numbers were $700 million and $24 Billion.

Joe has also been a Football Coach for 25 years, but it’s not a traditional 25 years. He began his career coaching for 16 years, moved to the business world for 24, and returned to football in 2009.

In 2012, Joe became the Head Football Coach at Coastal Carolina and in his first five seasons, went to the National Playoffs all 5 years and was Conference Champion 4 times. His overall record is 56-22 and in his last 11 years of college coaching, he has been a part of 8 championship teams. He was selected to the Conference All Decade Team and has received multiple coaching honors including the Eddie Robinson National Coach of the Year and was the recipient of the Lombardi Award. In his last 4 years as Executive Director of Football, Coastal has won 40 games, invited to 4 Bowls and won the Sun Belt Championship.

Moglia has received the Ellis Island Medal of Honor, recognized by both the Italian and Irish communities along with multiple Stuttering organizations and has been inducted into TWELVE Halls of Fame. In 2022, Joe became only the fourth alumnus in the 190 year history of Fordham University to receive the University’s three most prestigious awards.

He is a member of the National Economics Honor Society, is the recipient of three Honorary Doctorates and has given 9 commencement addresses. "4th and Goal” by Monte Burke is a book written about his life and he personally is the only author who has written books published on both investing and football.

Location: Wilshire Grand Ballroom III

RIA grassroots group discusses latest developments and concerns.

Facilitator: Rajeev Kotyan, Innovative Advisory Group

ADISA's broker-dealer group hosts informal session with regulators.

Facilitator: Kyle Kadish, IBN Financial Services
Guest: Joe Sheirer, FINRA

ADISA's advisory group of technology supporters and others interested discuss recent topics, developments and concerns.

Facilitator: Aaron Pollak, VENTURE.co Holdings