News & Advocacy
-
ADISA Welcomes Industry Leader John Grady as Executive Director
Jun 17, 2025, 19:40 PM by J FitzgeraldFull story -
ADISA Submits Comments to FINRA Regarding Regulatory Notice 25-06
Jun 12, 2025, 14:10 PM by J FitzgeraldFull story -
ADISA Submits Comments to FINRA Regarding Regulatory Notice 25-05
Jun 12, 2025, 14:00 PM by J FitzgeraldFull story -
ADISA Submits Comments to FINRA Regarding Regulatory Notice 25-04
Jun 12, 2025, 10:27 AM by J FitzgeraldFull story -
ADISA’s 2025 Market Prediction Survey Results Show Major Surge in Revenue from Alternative Investments & Shift to 506(c) Offerings
May 30, 2025, 10:31 AM by J FitzgeraldFull story -
In Memoriam of Tony Grego
May 13, 2025, 16:44 PM by J FitzgeraldFull story -
ADISA 2025 Spring Conference Photos, Presentations and More Now Available
Apr 22, 2025, 15:09 PM by J FitzgeraldFull story -
ADISA Submits Comments in Response to the Ohio Division of Securities’ Proposed Revisions to Rule 1310:6-3-09 Registration by Qualification
Mar 20, 2025, 16:32 PM by J FitzgeraldFull story -
ADISA Submits Comments to FINRA Regarding Regulatory Notice 24-17: Capital Formation
Mar 20, 2025, 16:03 PM by J FitzgeraldFull story -
ADISA Announces 2025 President-Elect and Officers
Jan 27, 2025, 14:56 PM by J FitzgeraldFull story -
ADISA Names Alyssa Palmer Director of Membership Development
Jan 8, 2025, 16:01 PM by J FitzgeraldFull story -
ADISA Submits Comments to NASAA Regarding Proposed Revisions to NASAA’s Model Rule
Dec 19, 2024, 10:29 AM by J FitzgeraldFull story -
ADISA Announces 2025 Board of Directors
Dec 10, 2024, 16:54 PM by J FitzgeraldThe members of ADISA (Alternative & Direct Investment Securities Association), the nation's largest trade association serving the alternative investments and securities industry, have chosen new directors for its 2025 board.Full story -
Post-Election Analysis: A New Era in Washington
Nov 13, 2024, 09:57 AM by J FitzgeraldFull story -
ADISA 2025 Board of Directors Election is Open
Nov 11, 2024, 12:25 PM by J FitzgeraldFull story -
The National Due Diligence Alliance to Join Forces with ADISA
Oct 16, 2024, 08:16 AM by J FitzgeraldADISA and The National Due Diligence Alliance (TNDDA), a non-profit trade association of independent broker-dealers, advisors, and family offices and a leading facilitator of the due diligence process for the alternative investment industry, announced that the two organizations will unite under the ADISA name.Full story -
ADISA Announces 2024 Winners of its ACE, Distinguished Service and President’s Awards
Oct 16, 2024, 08:12 AM by J FitzgeraldADISA announced the 2024 winners of its A Champion of Excellence (ACE), Distinguished Service and President’s awards. The awards were presented during the welcoming ceremony at ADISA’s 2024 Annual Conference & Trade Show, its largest conference of the year.Full story -
ADISA Submits Comments to SEC and FinCEN Regarding Proposed Rule on Customer Identification Programs for RIAs
Jul 25, 2024, 13:13 PM by J FitzgeraldADISA submits comments on the Proposal by the SEC and FinCEN to effectively require investment advisers registered with the SEC, as well as so-called “exempt reporting advisers,” to adopt CIPs.Full story -
ADISA President Jade Miller Honored as GlobeSt.'s Women of Influence Award Winner
Jul 18, 2024, 12:29 PM by J FitzgeraldADISA’s 2024 President Jade Miller, president, capital markets at Bourne Financial Group, has been named to GlobeSt.’s Women of Influence Class of 2024 in the category of Rising Star.Full story -
ADISA Supports a Congressional Review Act (CRA) Resolution for the DOL Fiduciary Rule
May 16, 2024, 16:57 PM by J FitzgeraldFull story
-
ADISA Welcomes Industry Leader John Grady as Executive Director
Jun 17, 2025, 19:40 PM by J FitzgeraldFull story -
ADISA Submits Comments to FINRA Regarding Regulatory Notice 25-06
Jun 12, 2025, 14:10 PM by J FitzgeraldFull story -
ADISA Submits Comments to FINRA Regarding Regulatory Notice 25-05
Jun 12, 2025, 14:00 PM by J FitzgeraldFull story -
ADISA Submits Comments to FINRA Regarding Regulatory Notice 25-04
Jun 12, 2025, 10:27 AM by J FitzgeraldFull story -
ADISA’s 2025 Market Prediction Survey Results Show Major Surge in Revenue from Alternative Investments & Shift to 506(c) Offerings
May 30, 2025, 10:31 AM by J FitzgeraldFull story -
In Memoriam of Tony Grego
May 13, 2025, 16:44 PM by J FitzgeraldFull story -
ADISA 2025 Spring Conference Photos, Presentations and More Now Available
Apr 22, 2025, 15:09 PM by J FitzgeraldFull story -
ADISA Submits Comments in Response to the Ohio Division of Securities’ Proposed Revisions to Rule 1310:6-3-09 Registration by Qualification
Mar 20, 2025, 16:32 PM by J FitzgeraldFull story -
ADISA Submits Comments to FINRA Regarding Regulatory Notice 24-17: Capital Formation
Mar 20, 2025, 16:03 PM by J FitzgeraldFull story -
ADISA Announces 2025 President-Elect and Officers
Jan 27, 2025, 14:56 PM by J FitzgeraldFull story -
ADISA Names Alyssa Palmer Director of Membership Development
Jan 8, 2025, 16:01 PM by J FitzgeraldFull story -
ADISA Submits Comments to NASAA Regarding Proposed Revisions to NASAA’s Model Rule
Dec 19, 2024, 10:29 AM by J FitzgeraldFull story -
ADISA Announces 2025 Board of Directors
Dec 10, 2024, 16:54 PM by J FitzgeraldThe members of ADISA (Alternative & Direct Investment Securities Association), the nation's largest trade association serving the alternative investments and securities industry, have chosen new directors for its 2025 board.Full story -
Post-Election Analysis: A New Era in Washington
Nov 13, 2024, 09:57 AM by J FitzgeraldFull story -
ADISA 2025 Board of Directors Election is Open
Nov 11, 2024, 12:25 PM by J FitzgeraldFull story -
The National Due Diligence Alliance to Join Forces with ADISA
Oct 16, 2024, 08:16 AM by J FitzgeraldADISA and The National Due Diligence Alliance (TNDDA), a non-profit trade association of independent broker-dealers, advisors, and family offices and a leading facilitator of the due diligence process for the alternative investment industry, announced that the two organizations will unite under the ADISA name.Full story -
ADISA Announces 2024 Winners of its ACE, Distinguished Service and President’s Awards
Oct 16, 2024, 08:12 AM by J FitzgeraldADISA announced the 2024 winners of its A Champion of Excellence (ACE), Distinguished Service and President’s awards. The awards were presented during the welcoming ceremony at ADISA’s 2024 Annual Conference & Trade Show, its largest conference of the year.Full story -
ADISA Submits Comments to SEC and FinCEN Regarding Proposed Rule on Customer Identification Programs for RIAs
Jul 25, 2024, 13:13 PM by J FitzgeraldADISA submits comments on the Proposal by the SEC and FinCEN to effectively require investment advisers registered with the SEC, as well as so-called “exempt reporting advisers,” to adopt CIPs.Full story -
ADISA President Jade Miller Honored as GlobeSt.'s Women of Influence Award Winner
Jul 18, 2024, 12:29 PM by J FitzgeraldADISA’s 2024 President Jade Miller, president, capital markets at Bourne Financial Group, has been named to GlobeSt.’s Women of Influence Class of 2024 in the category of Rising Star.Full story -
ADISA Supports a Congressional Review Act (CRA) Resolution for the DOL Fiduciary Rule
May 16, 2024, 16:57 PM by J FitzgeraldFull story