News & Advocacy
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ADISA Submits Comments to the SEC Regarding Proposed Rulemaking on Cybersecurity
May 23, 2023, 10:36 AM by J FitzgeraldFull story -
ADISA Submits Comments to the SEC Regarding the Safeguarding Client Assets Proposed Rule
May 9, 2023, 13:29 PM by J FitzgeraldFull story -
ADISA 2023 Spring Conference Wrap-Up
May 9, 2023, 11:27 AM by J FitzgeraldFull story -
ADISA Efforts Relating to SEC’s 2023 Exam Report and Exam Priorities
Feb 14, 2023, 15:56 PM by J FitzgeraldFull story -
ADISA Efforts Relating to 2023 FINRA Exam Report
Jan 31, 2023, 16:40 PM by J FitzgeraldIn particular, ADISA members involved in the retail distribution and sale of products by broker-dealers such as non-listed REITs, BDCs and others that have drawn interest from FINRA and other regulators for their potential cost, illiquidity and complexity.Full story -
ADISA Announces 2023 President-Elect and Officers
Jan 24, 2023, 12:23 PM by J FitzgeraldAt its first Board meeting of the year, the new ADISA (the Alternative & Direct Investment Securities Association) Board, elected by the membership in late 2022, selected its 2023 officers.Full story -
Harrison Announces Retirement; ADISA Opens Search for Next Executive Director
Dec 19, 2022, 11:57 AM by J FitzgeraldThe Board and our Association want to extend our sincere gratitude to our Executive Director, John Harrison, for his 10+ years of exceptional service to our organization and its members.Full story -
ADISA Issues Comments to Department of Labor Regarding Independent Contractor Classification
Dec 15, 2022, 11:55 AM by J FitzgeraldThis week, ADISA provided detailed comments to the Department of Labor’s Division of Regulations, Legislation and Interpretation regarding its proposal to modify Wage and Hour Division regulations to revise its analysis for determining employee or independent contractor classification under the Fair Labor Standards Act.Full story -
ADISA's Exec Announces Retirement Plans
Dec 8, 2022, 10:02 AM by J FitzgeraldFull story -
ADISA Announces 2023 Board of Directors
Nov 2, 2022, 11:27 AM by J FitzgeraldFull story -
ADISA Provides Comments to NASAA Regarding its Proposed REIT Reform
Sep 12, 2022, 17:21 PM by J FitzgeraldFull story -
ADISA Comments on SEC Notice of Proposed Rulemaking Titled "Enhanced Disclosures by Certain Investment Advisors and Investment Companies about ESG Investment Practices"
Aug 17, 2022, 11:03 AM by J FitzgeraldFull story -
ADISA Comments on FINRA Regulatory Notice 22-08 (Complex Products and Options)
May 11, 2022, 14:34 PM by J FitzgeraldFull story -
ADISA Announces Location Change for Summer Alts Research & Due Diligence Forum
May 3, 2022, 16:27 PM by J FitzgeraldFull story -
ADISA Address Concerns to What the SEC is Proposing Under the Investment Advisors Act of 1940
Apr 26, 2022, 14:18 PM by J FitzgeraldFull story -
ADISA Issues Comment Letter to SEC Expressing Concerns on Share Repurchase Disclosure
Mar 31, 2022, 17:07 PM by J FitzgeraldADISA’s Legislative & Regulatory Co-Chair Catherine Bowman, The Bowman Law Firm, signed a letter on behalf of ADISA’s membership to the Securities Exchange Commission expressing concerns on the Share Repurpose.Full story -
ADISA Co-Signs Letter to the Employee Benefits Security Administration Requesting an Extension of Time to Comment on an NPRM
Mar 23, 2022, 14:24 PM by J FitzgeraldFull story -
ADISA Announces 2022 President-Elect and Officers
Feb 15, 2022, 13:38 PM by J FitzgeraldFull story -
ADISA Launches State Regulator Education Program
Jan 31, 2022, 00:00 AM by J FitzgeraldFull story -
ADISA Announces 2022 Board of Directors
Dec 6, 2021, 13:18 PM by J FitzgeraldThe members of ADISA (Alternative & Direct Investment Securities Association), the nation's largest trade association serving the alternative investment and securities industry, have chosen new directors for its 2022 board.Full story
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ADISA Submits Comments to the SEC Regarding Proposed Rulemaking on Cybersecurity
May 23, 2023, 10:36 AM by J FitzgeraldFull story -
ADISA Submits Comments to the SEC Regarding the Safeguarding Client Assets Proposed Rule
May 9, 2023, 13:29 PM by J FitzgeraldFull story -
ADISA 2023 Spring Conference Wrap-Up
May 9, 2023, 11:27 AM by J FitzgeraldFull story -
ADISA Efforts Relating to SEC’s 2023 Exam Report and Exam Priorities
Feb 14, 2023, 15:56 PM by J FitzgeraldFull story -
ADISA Efforts Relating to 2023 FINRA Exam Report
Jan 31, 2023, 16:40 PM by J FitzgeraldIn particular, ADISA members involved in the retail distribution and sale of products by broker-dealers such as non-listed REITs, BDCs and others that have drawn interest from FINRA and other regulators for their potential cost, illiquidity and complexity.Full story -
ADISA Announces 2023 President-Elect and Officers
Jan 24, 2023, 12:23 PM by J FitzgeraldAt its first Board meeting of the year, the new ADISA (the Alternative & Direct Investment Securities Association) Board, elected by the membership in late 2022, selected its 2023 officers.Full story -
Harrison Announces Retirement; ADISA Opens Search for Next Executive Director
Dec 19, 2022, 11:57 AM by J FitzgeraldThe Board and our Association want to extend our sincere gratitude to our Executive Director, John Harrison, for his 10+ years of exceptional service to our organization and its members.Full story -
ADISA Issues Comments to Department of Labor Regarding Independent Contractor Classification
Dec 15, 2022, 11:55 AM by J FitzgeraldThis week, ADISA provided detailed comments to the Department of Labor’s Division of Regulations, Legislation and Interpretation regarding its proposal to modify Wage and Hour Division regulations to revise its analysis for determining employee or independent contractor classification under the Fair Labor Standards Act.Full story -
ADISA's Exec Announces Retirement Plans
Dec 8, 2022, 10:02 AM by J FitzgeraldFull story -
ADISA Announces 2023 Board of Directors
Nov 2, 2022, 11:27 AM by J FitzgeraldFull story -
ADISA Provides Comments to NASAA Regarding its Proposed REIT Reform
Sep 12, 2022, 17:21 PM by J FitzgeraldFull story -
ADISA Comments on SEC Notice of Proposed Rulemaking Titled "Enhanced Disclosures by Certain Investment Advisors and Investment Companies about ESG Investment Practices"
Aug 17, 2022, 11:03 AM by J FitzgeraldFull story -
ADISA Comments on FINRA Regulatory Notice 22-08 (Complex Products and Options)
May 11, 2022, 14:34 PM by J FitzgeraldFull story -
ADISA Announces Location Change for Summer Alts Research & Due Diligence Forum
May 3, 2022, 16:27 PM by J FitzgeraldFull story -
ADISA Address Concerns to What the SEC is Proposing Under the Investment Advisors Act of 1940
Apr 26, 2022, 14:18 PM by J FitzgeraldFull story -
ADISA Issues Comment Letter to SEC Expressing Concerns on Share Repurchase Disclosure
Mar 31, 2022, 17:07 PM by J FitzgeraldADISA’s Legislative & Regulatory Co-Chair Catherine Bowman, The Bowman Law Firm, signed a letter on behalf of ADISA’s membership to the Securities Exchange Commission expressing concerns on the Share Repurpose.Full story -
ADISA Co-Signs Letter to the Employee Benefits Security Administration Requesting an Extension of Time to Comment on an NPRM
Mar 23, 2022, 14:24 PM by J FitzgeraldFull story -
ADISA Announces 2022 President-Elect and Officers
Feb 15, 2022, 13:38 PM by J FitzgeraldFull story -
ADISA Launches State Regulator Education Program
Jan 31, 2022, 00:00 AM by J FitzgeraldFull story -
ADISA Announces 2022 Board of Directors
Dec 6, 2021, 13:18 PM by J FitzgeraldThe members of ADISA (Alternative & Direct Investment Securities Association), the nation's largest trade association serving the alternative investment and securities industry, have chosen new directors for its 2022 board.Full story