News & Advocacy
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Post-Election Analysis: A New Era in Washington
Nov 13, 2024, 09:57 AM by J FitzgeraldFull story -
ADISA 2025 Board of Directors Election is Open
Nov 11, 2024, 12:25 PM by J FitzgeraldFull story -
The National Due Diligence Alliance to Join Forces with ADISA
Oct 16, 2024, 08:16 AM by J FitzgeraldADISA and The National Due Diligence Alliance (TNDDA), a non-profit trade association of independent broker-dealers, advisors, and family offices and a leading facilitator of the due diligence process for the alternative investment industry, announced that the two organizations will unite under the ADISA name.Full story -
ADISA Announces 2024 Winners of its ACE, Distinguished Service and President’s Awards
Oct 16, 2024, 08:12 AM by J FitzgeraldADISA announced the 2024 winners of its A Champion of Excellence (ACE), Distinguished Service and President’s awards. The awards were presented during the welcoming ceremony at ADISA’s 2024 Annual Conference & Trade Show, its largest conference of the year.Full story -
ADISA Submits Comments to SEC and FinCEN Regarding Proposed Rule on Customer Identification Programs for RIAs
Jul 25, 2024, 13:13 PM by J FitzgeraldADISA submits comments on the Proposal by the SEC and FinCEN to effectively require investment advisers registered with the SEC, as well as so-called “exempt reporting advisers,” to adopt CIPs.Full story -
ADISA President Jade Miller Honored as GlobeSt.'s Women of Influence Award Winner
Jul 18, 2024, 12:29 PM by J FitzgeraldADISA’s 2024 President Jade Miller, president, capital markets at Bourne Financial Group, has been named to GlobeSt.’s Women of Influence Class of 2024 in the category of Rising Star.Full story -
ADISA Supports a Congressional Review Act (CRA) Resolution for the DOL Fiduciary Rule
May 16, 2024, 16:57 PM by J FitzgeraldFull story -
ADISA 2024 Spring Conference Wrap-Up
Apr 26, 2024, 14:50 PM by J FitzgeraldA special thank you to everyone who participated in our 2024 Spring Conference!Full story -
The Department of Labor has Finalized its Retirement Advice Rule
Apr 24, 2024, 11:55 AM by J FitzgeraldThe Department of Labor has issued the final version of its retirement advice rule covering a host of advice scenarios, including retirement plan rollovers and annuity sales. ADISA is encouraged by some of the changes but disappointed by the lack of independent analysis of intended and unintended consequences.Full story -
ADISA Co-Signs Trade Association Letter Regarding Significant Rulemaking Flaws in the Fiduciary Regulatory Process
Apr 17, 2024, 16:56 PM by J FitzgeraldFull story -
ADISA Announces 2024 President-Elect and Officers
Jan 17, 2024, 00:00 AM by J FitzgeraldFull story -
ADISA Submits Comments to DOL On Their Proposal to Update Definition of a Fiduciary
Jan 4, 2024, 14:29 PM by J FitzgeraldFull story -
ADISA Submits Comments to FINRA on Proposed Communications Rule Change
Dec 18, 2023, 08:55 AM by J FitzgeraldFull story -
ADISA Submits Comments to NASAA Regarding BD and Agent Model Rule Proposal
Dec 7, 2023, 16:56 PM by J FitzgeraldFull story -
ADISA Submits Comments to the Ohio Division of Securities regarding Rule 1301:6-3-09 Registration by Qualification
Nov 2, 2023, 16:20 PM by J FitzgeraldFull story -
ADISA 2023 Annual Conference & Trade Show Wrap-Up
Oct 26, 2023, 16:26 PM by J FitzgeraldADISA welcomed a record-breaking number of attendees, totaling more than 1,100 industry professionals representing more than 400 companies, to its 2023 Annual Conference & Trade Show, October 9-11.Full story -
ADISA Submits Comments to SEC Regarding Predictive Data Analytics
Oct 20, 2023, 08:40 AM by J FitzgeraldFull story -
ADISA Celebrates Its 20th Anniversary
Sep 20, 2023, 14:11 PM by J FitzgeraldFull story -
ADISA Submits Comments to FINRA Regarding FINRA Notice 23-09 (Rules Impacting Capital Formation)
Aug 7, 2023, 14:46 PM by J FitzgeraldFull story -
ADISA Encourages Ohio Governor to Support Certain Proposed Amendments Relating to Registration for REITs and BDCs
Jul 6, 2023, 09:18 AM by J FitzgeraldFull story
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Post-Election Analysis: A New Era in Washington
Nov 13, 2024, 09:57 AM by J FitzgeraldFull story -
ADISA 2025 Board of Directors Election is Open
Nov 11, 2024, 12:25 PM by J FitzgeraldFull story -
The National Due Diligence Alliance to Join Forces with ADISA
Oct 16, 2024, 08:16 AM by J FitzgeraldADISA and The National Due Diligence Alliance (TNDDA), a non-profit trade association of independent broker-dealers, advisors, and family offices and a leading facilitator of the due diligence process for the alternative investment industry, announced that the two organizations will unite under the ADISA name.Full story -
ADISA Announces 2024 Winners of its ACE, Distinguished Service and President’s Awards
Oct 16, 2024, 08:12 AM by J FitzgeraldADISA announced the 2024 winners of its A Champion of Excellence (ACE), Distinguished Service and President’s awards. The awards were presented during the welcoming ceremony at ADISA’s 2024 Annual Conference & Trade Show, its largest conference of the year.Full story -
ADISA Submits Comments to SEC and FinCEN Regarding Proposed Rule on Customer Identification Programs for RIAs
Jul 25, 2024, 13:13 PM by J FitzgeraldADISA submits comments on the Proposal by the SEC and FinCEN to effectively require investment advisers registered with the SEC, as well as so-called “exempt reporting advisers,” to adopt CIPs.Full story -
ADISA President Jade Miller Honored as GlobeSt.'s Women of Influence Award Winner
Jul 18, 2024, 12:29 PM by J FitzgeraldADISA’s 2024 President Jade Miller, president, capital markets at Bourne Financial Group, has been named to GlobeSt.’s Women of Influence Class of 2024 in the category of Rising Star.Full story -
ADISA Supports a Congressional Review Act (CRA) Resolution for the DOL Fiduciary Rule
May 16, 2024, 16:57 PM by J FitzgeraldFull story -
ADISA 2024 Spring Conference Wrap-Up
Apr 26, 2024, 14:50 PM by J FitzgeraldA special thank you to everyone who participated in our 2024 Spring Conference!Full story -
The Department of Labor has Finalized its Retirement Advice Rule
Apr 24, 2024, 11:55 AM by J FitzgeraldThe Department of Labor has issued the final version of its retirement advice rule covering a host of advice scenarios, including retirement plan rollovers and annuity sales. ADISA is encouraged by some of the changes but disappointed by the lack of independent analysis of intended and unintended consequences.Full story -
ADISA Co-Signs Trade Association Letter Regarding Significant Rulemaking Flaws in the Fiduciary Regulatory Process
Apr 17, 2024, 16:56 PM by J FitzgeraldFull story -
ADISA Announces 2024 President-Elect and Officers
Jan 17, 2024, 00:00 AM by J FitzgeraldFull story -
ADISA Submits Comments to DOL On Their Proposal to Update Definition of a Fiduciary
Jan 4, 2024, 14:29 PM by J FitzgeraldFull story -
ADISA Submits Comments to FINRA on Proposed Communications Rule Change
Dec 18, 2023, 08:55 AM by J FitzgeraldFull story -
ADISA Submits Comments to NASAA Regarding BD and Agent Model Rule Proposal
Dec 7, 2023, 16:56 PM by J FitzgeraldFull story -
ADISA Submits Comments to the Ohio Division of Securities regarding Rule 1301:6-3-09 Registration by Qualification
Nov 2, 2023, 16:20 PM by J FitzgeraldFull story -
ADISA 2023 Annual Conference & Trade Show Wrap-Up
Oct 26, 2023, 16:26 PM by J FitzgeraldADISA welcomed a record-breaking number of attendees, totaling more than 1,100 industry professionals representing more than 400 companies, to its 2023 Annual Conference & Trade Show, October 9-11.Full story -
ADISA Submits Comments to SEC Regarding Predictive Data Analytics
Oct 20, 2023, 08:40 AM by J FitzgeraldFull story -
ADISA Celebrates Its 20th Anniversary
Sep 20, 2023, 14:11 PM by J FitzgeraldFull story -
ADISA Submits Comments to FINRA Regarding FINRA Notice 23-09 (Rules Impacting Capital Formation)
Aug 7, 2023, 14:46 PM by J FitzgeraldFull story -
ADISA Encourages Ohio Governor to Support Certain Proposed Amendments Relating to Registration for REITs and BDCs
Jul 6, 2023, 09:18 AM by J FitzgeraldFull story